Job description

Capital Markets Regulatory Reporting Location: Chennai Shift: Flexible with shift timings Job Description: Candidates with 8+ years of total experience with relevant experience in AML/KYC and capital Markets regulatory requirements and 2-3 years of leading team/quality function/SME role. Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS. Good Knowledge and understanding of Captial Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM. Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement. Strong collaborative abilities with various banking business areas Sales/Relationship Managers, Compliance & Audit teams. Check for correctness, including validation of client and completeness of documents received against existing regulations. Remediate the findings in line with bank's policies and procedures. Reports compliance & control exceptions and deficiencies to the Managers. Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements. Implement process level changes in tune with evolving regulations and industry best practices. Ensure the process risks are identified and mitigated effectively, and prevent breaches. Ensuring operational targets on productivity and quality are achieved as agreed with the consortium Responding to queries, handle level 1 escalation and provide solution for closure of open points Experience in performance Quality Checks (4 Eye checks) on AML/KYC & Regulatory process performed by Level 1 Analyst. Provide feedback to analyst on quality and performance to meet the project deliverables, perform Root Cause Analysis and design adhoc need based trainings to improve delivery quality. Relevant financial service experience, ideally within CIB space

Skills Required

Key Skills

• AML/KYC
• CAPITAL MARKETS
• DFA
• EMIR
• MIFID
• FATCA
• CRS
• SFTR
• HKMA AND MAS.

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