Senior Associate- Regulatory Complaince
HyderabadFull Time
INSURANCE DOMAIN
REGULATORY REPORTING
Job description
Prepare and deliver compliance
and regulatory reports (e.g., market conduct exams, subpoenas, data extracts).
Support internal and external
audits, including Early Warning Reports and TEFRA-related documentation.
Maintain and update
compliance-related SOPs and documentation.
Conduct fraud investigations
using tools like GIACT.
Monitor and report suspicious
activities in alignment with AML/OFAC guidelines.
Collaborate with SMEs for
escalations and legal signoffs.
Track and report customer
complaints and escalated matters.
Obtain and maintain appropriate
licensure if required to support broker/dealer or securities-related services
(e.g., FINRA Series 6).
Contribute to the development and
maintenance of the Policies and Procedures Manual.
Participate in governance
meetings and provide compliance input as needed.
Support the Service Provider’s
reporting obligations.
Skills Required
Senior Associate- Regulatory Complaince
ITES/BPO/KPO
ITES/BPO/Customer Service
Full Time, Permanent
Key Skills
- INSURANCE DOMAIN
- REGULATORY REPORTING
Other Information
GO/JC/802/2025
Gayathri B
