EDD (Enhanced Due Diligence) Investigator – Sr. Associate/Team lead/Asst. Manager – Chennai
Location: Chennai
• Experience: Mid Level
• Openings: 10
Job description
Job
title: EDD (Enhanced Due Diligence)
Investigator – Sr. Associate/Team lead/Asst. Manager – Chennai
Position: 10
Position: 10
Key Responsibilities:
3 to 10 years of experience in Conducting and
decisioning investigations and/or reviewing for quality alerts related to
suspicious activity or customer transaction and behaviour patterns along with
identifying potential onboarding and retention risk.
Works independently with limited supervision
from manager.
Working investigations or reviewing for
quality alerts while verifying/validating customer information and transaction
activity via internal and external systems, based on scenario or customer type.
Demonstrate strong investigative/analytical
skills and be able to formulate and clearly articulate a supportable rationale
behind the outcome of an investigation/review (i.e. SAR or customer retention
decision) while complying with departmental procedures.
Partner with the Lines of Business (LOB) to
clarify and document risk factors associated with a client or banking
relationship and/or resolve matters where the supporting documentation does not
adequately describe risk associated with a client.
Develop strong rapport and communication with
Compliance/LOB partners.
Identify and escalate information stemming
from analysis and review that appears to be conflicting or inconsistent with a
customer's profile.
Identify opportunities to improve the
effectiveness and/or efficiency of policies, procedures and/or processes and
make the appropriate recommendations to management and take part in
implementation
• Experience in using different screening
applications like Lexis Nexis, World check etc.
• Understanding of US Geography